Compliance Framework
GLD Finance maintains institutional-grade compliance standards for KYC/AML, data protection, and regulatory requirements.
KYC/AML Procedures
Institutional clients undergo comprehensive Know Your Customer and Anti-Money Laundering verification.
- • Identity verification and documentation
- • Source of funds verification
- • Ongoing transaction monitoring
- • Sanctions and PEP screening
Data Protection
GDPR and CCPA compliant data handling with enterprise-grade security measures.
- • Encrypted data storage and transmission
- • Right to access and deletion
- • Minimal data collection principles
- • Regular security audits
Regulatory Framework
Compliance with applicable securities, commodities, and digital asset regulations.
- • Securities law compliance review
- • Commodities trading regulations
- • Digital asset regulatory guidance
- • Jurisdictional compliance assessment
Institutional Standards
Meeting institutional requirements for custody, reporting, and risk management.
- • Qualified custodian integration
- • Transaction reporting and audit trails
- • Risk management frameworks
- • Compliance officer oversight
Institutional Onboarding
Our institutional onboarding process ensures full compliance while providing a streamlined experience for qualified clients.
Initial Contact
Reach out to our institutional team to discuss your requirements and use case.
Documentation
Submit required KYC/AML documentation including corporate documents and beneficial ownership information.
Verification
Our compliance team reviews and verifies all submitted documentation.
Account Setup
Upon approval, your institutional account is configured with appropriate access levels.
Ongoing Monitoring
Continuous transaction monitoring and periodic compliance reviews.
Compliance Inquiries
For compliance-related questions or to begin institutional onboarding, contact our compliance team.